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Brian Thomas Rooney

Mutual OF America Securities LLC

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About Brian Thomas Rooney

Brian Rooney is a financial advisor with Mutual of America Securities LLC. Brian has over 20 years of experience in the financial services industry. Brian has Series 6, 7, 26, 63, 99TO and SIE licenses. Brian has been registered with FINRA since 3/7/2008 and is currently registered in New York. Brian previously worked at Mutual of America Life Insurance Company and OppenheimerFunds Distributor, Inc.

Firm Information

Brian Rooney is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Rooney’s Registration & Firm History

NY

03/07/2008 - Present

Mutual OF America Securities LLC (Garden City NY)

NY

03/07/2008 - 11/23/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Garden City NY)

NY

04/11/2007 - 03/06/2008

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

07/14/2000 - 03/07/2007

MUTUAL OF AMERICA SECURITIES CORPORATION (NEW YORK NY)

NY

01/25/2000 - 03/07/2007

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/12/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/28/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2007

Series 7 - General Securities Representative Examination

BC

Issued 01/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Thomas Rooney.
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