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Brian Thomas Ries

Walleye Trading LLC

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About Brian Thomas Ries

Brian Ries is a securities professional with over 2 years of experience in the industry. Brian holds Series 57TO and SIE licenses. Brian is currently registered with Walleye Trading LLC, a firm headquartered in Plymouth, MN.

Firm Information

Brian Ries is currently registered with Walleye Trading LLC. Walleye Trading LLC is a Limited Liability Company formed on April 25, 2005. The firm has been approved for SEC registration and has reported 14 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Ries’s Registration & Firm History

MN

01/29/2021 - Present

Walleye Trading LLC (PLYMOUTH MN)

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Licenses & Designations

BC

Issued 01/29/2021

Series 57TO - Securities Trader Exam

BC

Issued 12/18/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Thomas Ries.
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