Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thomas Prendergast is a financial professional with over 25 years of experience in the industry. Brian has a strong track record of success in providing investment advice and financial planning services to clients. Brian is currently registered with Charles Schwab & Co., Inc. in Texas. Previously, Brian was associated with TD Ameritrade, Inc. in Texas and Nebraska, TD Ameritrade Clearing, Inc. in Texas, and Jack White & Company, Inc. in Texas. Brian is also a Series 63, Series 4, Series 24, Series 10, Series 9, SIE and Series 7 licensed professional. Brian's experience and credentials allow him to provide a wide range of financial services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
02/20/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
04/28/2023 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
TX
06/01/1998 - 02/20/2023
TD AMERITRADE, INC. (FORT WORTH TX)
TX
10/03/2012 - 12/31/2020
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
NA
07/09/1997 - 06/01/1998
JACK WHITE & COMPANY, INC.
BC
Issued 09/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2012
Series 4 - Registered Options Principal Examination
BC
Issued 11/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Brian Prendergast is the right advisor for you? Invested Better is here to help.
