Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Pears is a financial professional with over 17 years of experience in the industry. Brian is currently registered with RBC Capital Markets, LLC, and is located in the Philadelphia, PA branch office. Brian has a strong background in securities trading and investment banking. Brian is a Registered Options Principal, a General Securities Principal, and holds Series 7, 24, 55, 57TO, 63, and 79TO licenses. Brian specializes in providing portfolio management, financial planning, and pension consulting services. Previous roles included working with firms such as JonesTrading, NYFIX Securities Corporation, NYFIX Millennium, L.L.C., and NYFIX Transaction Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
05/04/2010 - Present
RBC Capital Markets, LLC (Philadelphia PA)
CA
02/25/2008 - 04/30/2010
JONESTRADING (WESTLAKE VILLAGE CA)
NJ
09/06/2007 - 02/11/2008
NYFIX SECURITIES CORPORATION (HAZLET NJ)
NY
06/25/2007 - 02/11/2008
NYFIX MILLENNIUM, L.L.C. (NEW YORK NY)
NY
11/11/2005 - 10/01/2007
NYFIX TRANSACTION SERVICES, INC. (NEW YORK NY)
BC
Issued 11/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2007
Series 4 - Registered Options Principal Examination
BC
Issued 02/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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