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Brian Thomas O'Day

IRC Securities LLC

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About Brian Thomas O'Day

Brian O'Day is a financial professional with over 35 years of experience in the industry. Brian is currently registered with IRC Securities LLC and is located in their New York office. Previously, Brian has held positions at firms such as IRC Securities, Lighthouse Financial Group, LLC, Pulse Trading, Inc., Exgen Securities LLC, Laffer Advisors Incorporated, and Instinet Corporation. Brian holds a variety of licenses and qualifications, including Series 7, 24, 55, 57TO, 63, 87, 99TO, and SIE.

Firm Information

Brian O'Day is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian O'Day’s Registration & Firm History

NY

07/01/2009 - Present

IRC Securities LLC (NEW YORK NY)

NY

10/08/2008 - 07/15/2009

IRC SECURITIES (NEW YORK NY)

NY

06/12/2008 - 02/05/2009

LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)

NY

10/12/2005 - 06/06/2008

PULSE TRADING, INC. (NEW YORK NY)

NY

11/25/2003 - 12/21/2005

EXGEN SECURITIES LLC (NEW YORK NY)

NY

10/07/2002 - 11/25/2003

LAFFER ADVISORS INCORPORATED (NEW YORK NY)

NY

08/01/2000 - 10/19/2001

INSTINET CORPORATION (NEW YORK NY)

NY

11/28/1990 - 08/01/2000

INSTINET CORPORATION (NEW YORK NY)

TX

07/19/1985 - 11/14/1990

CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 10/08/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 06/25/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/23/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/17/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Thomas O'Day.
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