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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mullally is a financial advisor with over 25 years of experience in the industry. Brian has a broad range of experience in the financial services industry, having worked for several prominent firms, including J.P. Morgan Securities Inc., RBC Capital Markets, LLC, and Lehman Brothers Inc. Brian currently works with THE Ayco Company, LP, which provides financial planning and investment management services to a diverse clientele. Brian is a CERTIFIED FINANCIAL PLANNER™ professional. Brian specializes in providing financial advice to high-net-worth individuals, businesses, and institutions. Brian's clients benefit from his experience and expertise in a variety of financial areas, including investment management, retirement planning, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/30/2022 - Present
THE Ayco Company, LP (New York NY)
NY
06/14/2010 - 01/23/2014
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/24/2002 - 06/21/2010
J.P. MORGAN SECURITIES INC. (BROOKLYN NY)
NY
10/24/2002 - 12/31/2008
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NE
08/18/1993 - 08/06/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
07/13/1993 - 07/29/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 03/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 05/22/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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