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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McKenzie is a financial advisor at UBS Financial Services Inc. Brian has been in the financial services industry since 2004. Brian has a Series 7, 9, 10, 63, and 65 license. Brian is registered to provide investment advice and securities services in 53 states and the District of Columbia. Brian's previous employers include Oppenheimer & Co. Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Brian specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
09/13/2019 - Present
UBS Financial Services Inc. (NASHVILLE TN)
PA
11/10/2010 - 11/13/2012
OPPENHEIMER & CO. INC. (PITTSBURGH PA)
PA
06/01/2009 - 04/28/2010
MORGAN STANLEY SMITH BARNEY (PITTSBURGH PA)
PA
06/02/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PITTSBURGH PA)
IA
Issued 09/12/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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