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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lombardo is a financial advisor with over 13 years of experience in the industry. Brian is a Certified Financial Planner and is registered with Cambridge Investment Research Advisors, Inc. in California, Tennessee, and Texas. Brian provides financial planning and investment management services to individuals, families, and businesses. Brian has a broad range of experience, including serving as a CPA, tax preparation and accounting services, and as a real estate owner. Brian is committed to helping clients achieve their financial goals and providing personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
09/18/2015 - Present
Cambridge Investment Research Advisors, Inc. (SAN JOSE CA)
CA
02/02/2011 - 09/06/2012
MML INVESTORS SERVICES, LLC (SAN JOSE CA)
CA
03/12/2009 - 01/11/2011
NYLIFE SECURITIES LLC (SAN JOSE CA)
IA
Issued 02/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/12/2011
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/11/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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