Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kotter has been in the financial services industry since 2004. Brian is currently registered with Ernst & Young Capital Advisors, LLC. Previously, Brian worked at Oppenheimer & Co. Inc. and CIBC World Markets Corp. Brian holds Series 7, SIE and Series 79TO licenses and is registered in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/09/2013 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NY
01/14/2008 - 11/25/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/29/2004 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 05/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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