Unclaimed
Brian Kelly is a registered representative with Natwest Markets Securities Inc. Brian has been in the securities industry since September 15, 2022. Brian holds Series 7TO, Series 63 and SIE licenses and is registered in 49 states. Brian is an active member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/16/2022 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
BC
Issued 11/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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