Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kelley is a financial advisor with Stifel, Nicolaus & Company, Inc., with over 30 years of experience in the industry. Brian Kelley is a registered representative and investment advisor representative in multiple states, including New York, Texas, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Louisiana, Maryland, Massachusetts, Missouri, New Hampshire, New Jersey, North Carolina, Oregon, Pennsylvania, Rhode Island, Tennessee, and Oregon. Brian Kelley has worked at several firms, including Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Oppenheimer & Co., Inc., Moran & Associates, Inc. Securities Brokerage and Sanford C. Bernstein & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/16/2020 - Present
Stifel, Nicolaus & Company, Inc. (WHITE PLAINS NY)
CT
10/10/2007 - 03/23/2016
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
NY
01/17/2003 - 11/02/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
03/27/1997 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
12/07/1994 - 04/18/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
NJ
12/18/1991 - 12/08/1994
MORAN & ASSOCIATES, INC. SECURITIES BROKERAGE (RED BANK NJ)
NY
08/23/1989 - 11/21/1991
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IA
Issued 08/18/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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