Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Horn is a financial advisor registered with LPL Financial LLC. Brian has over 20 years of experience in the financial services industry. Brian is registered with the following securities regulators: Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Indiana, Massachusetts, Michigan, Minnesota, Mississippi, Nevada, New York, North Carolina, Oregon, South Dakota, Tennessee, Texas, Virginia, Washington, Wisconsin, and Wyoming. Brian is also a Registered Investment Advisor in 19 states. Brian has a variety of licenses including Series 7 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
07/21/2021 - Present
LPL Financial LLC (TIGARD OR)
OR
10/13/2015 - 08/04/2021
WADDELL & REED (TIGARD OR)
OR
09/09/2013 - 10/22/2015
SOMERSET SECURITIES, INC. (PORTLAND OR)
OR
03/15/2005 - 11/09/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTLAND OR)
OR
08/02/2004 - 02/07/2005
PACIFIC INVESTMENT SECURITIES CORP. (PORTLAND OR)
NY
04/16/2001 - 07/11/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/03/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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