Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thomas Holmes is a registered representative with TP Icap Global Markets Americas LLC. Brian has been in the industry since 2009 and has a Series 3, Series 7 and Series 63. Brian is registered with the state of New York. Prior to his current role, Brian was registered with Tullett Prebon Financial Services LLC, ICAP Corporates LLC and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/15/2014 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
05/24/2013 - 07/23/2014
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
01/29/2002 - 02/22/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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