Unclaimed
Brian Galvin is a financial professional with over 16 years of experience in the industry. Brian is currently registered with Artisan Partners Distributors LLC and has been with the firm since February 2014. Brian is licensed to offer securities advice in all 50 states and the District of Columbia. Brian has a Series 7 and Series 63 license as well as the Securities Industry Essentials Examination (SIE). Brian is a seasoned financial professional with a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/03/2014 - Present
Artisan Partners Distributors LLC (New York NY)
CA
12/20/2006 - 01/17/2014
LEGG MASON INVESTOR SERVICES, LLC (SAN FRANCISCO CA)
BC
Issued 08/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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