Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gaertner is a Registered Representative with Riverfront Investment Group, LLC and has been in the industry since December 2, 1997. Brian is registered in Virginia and Wisconsin and is a Series 6, 7, 63 and 66 licensed professional. Brian's experience includes time with both Robert W. Baird & Co. Incorporated and Strong Funds Distributors, Inc. in Wisconsin. Brian has been with Riverfront Investment Group, LLC since August 2011 and is a Registered Representative of Alps Distributors, Inc. Brian also serves as president of the Whitefish Bay Gridiron Club Inc., a non-profit organization that raises funds for local football teams. Brian has over 20 years of experience in the financial services industry and is committed to providing his clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide investment models to uma and model delivery platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
11/14/2012 - Present
Riverfront Investment Group, LLC (RICHMOND VA)
WI
08/08/2000 - 08/25/2011
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
03/29/1996 - 12/02/1998
STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)
BOTH
Issued 05/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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