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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Essig is an investment advisor representative with Nuveen Asset Management, LLC. Brian has been in the financial services industry since 2009 and has a variety of experience in the field. Brian is registered with the state of Illinois as a broker-dealer and an investment advisor representative, and has also passed several industry exams, including the Series 7, Series 63, and Series 65 exams. Brian's current employer, Nuveen Asset Management, LLC, manages assets in excess of $239 billion for a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
01/25/2021 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
11/19/2014 - 12/07/2020
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (chicago IL)
IL
08/26/2010 - 12/31/2011
HARBOR FUNDS DISTRIBUTORS, INC. (CHICAGO IL)
MO
09/24/2009 - 11/16/2009
EDWARD JONES (ST. LOUIS MO)
IA
Issued 01/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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