Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thomas Dunn is a financial advisor who has been in the industry since 1986. Brian has a wide range of experience, including working at Stifel, Nicolaus & Company, Inc. and Rowland, Simon & Co. Brian is currently registered with Stifel, Nicolaus & Company, Inc. and offers a variety of financial services, including financial planning, pension consulting, and portfolio management. Brian is also registered to provide investment advice in Arizona, California, Colorado, Connecticut, Florida, Illinois, Indiana, Louisiana, Maryland, Minnesota, Missouri, New Jersey, New Mexico, North Carolina, Tennessee, Texas, Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/09/2021 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
NA
02/01/1988 - 11/18/1988
ROWLAND, SIMON & CO.
NA
10/22/1986 - 02/01/1988
R. ROWLAND & CO., INCORPORATED
IA
Issued 08/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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