Unclaimed
Brian Duffy is a registered representative and investment advisor representative with Allstate Financial Advisors, LLC. Brian has been in the financial services industry since January 18, 2008. Brian Duffy is registered with the state of New Jersey. Brian Duffy has a Series 63, Series 65, Series 6TO and SIE license. Brian Duffy is affiliated with Duffy Financial Group, LLC in Eatontown, NJ. The firm specializes in financial planning, portfolio management and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
NJ
01/11/2024 - Present
Allstate Financial Advisors, LLC (Eatontown NJ)
IA
Issued 12/22/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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