Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Corley is a financial advisor with over 25 years of experience in the financial services industry. Brian is currently registered with UBS Financial Services Inc. and has previously held positions at M Holdings Securities, Inc., First Republic Securities Company, LLC, Emerson Equity LLC, Wells Fargo Investments, LLC, Pacific Coast Securities LLC, Golden Triangle Securities LLC, BA Investment Services, Inc. and A. G. Edwards & Sons, Inc. Brian has a broad range of experience in the financial services industry and holds several industry certifications, including Series 4, 7, 24, 52TO, 53, 63, 65, and SIE. Brian specializes in providing investment advice and financial planning services to individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/18/2022 - Present
UBS Financial Services Inc. (WALNUT CREEK CA)
CA
03/01/2011 - 01/29/2021
M HOLDINGS SECURITIES, INC. (SAN FRANCISCO CA)
CA
10/16/2014 - 01/31/2018
FIRST REPUBLIC SECURITIES COMPANY, LLC (WALNUT CREEK CA)
CA
10/09/2009 - 03/01/2011
EMERSON EQUITY LLC (CARMEL CA)
CA
08/27/2002 - 03/18/2008
WELLS FARGO INVESTMENTS, LLC (CARMEL CA)
NY
05/30/2001 - 08/09/2002
PACIFIC COAST SECURITIES LLC (ASTORIA NY)
CA
03/11/1999 - 02/14/2001
GOLDEN TRIANGLE SECURITIES LLC (CARMEL CA)
CA
04/10/1997 - 03/30/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
MO
05/20/1996 - 10/08/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 03/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 07/17/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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