Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Casey is a financial advisor in Buffalo, NY, and has been in the industry since 1999. Brian works at Nylife Securities LLC, where he has been registered since 2011. He has previous experience working with FSC Securities Corporation, O'Keefe Shaw & Co., Inc., MML Investors Services, Inc., Equity Services, Inc., and First Investors Corporation. Brian is licensed to provide financial advice in California, Massachusetts, New Jersey, New York, and Ohio. He holds the Series 6 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/17/2011 - Present
Nylife Securities LLC (BUFFALO NY)
NY
05/18/2009 - 07/20/2011
FSC SECURITIES CORPORATION (AMHERST NY)
NY
01/10/2008 - 03/31/2009
O'KEEFE SHAW & CO., INC. (BUFFALO NY)
NY
02/09/2006 - 01/07/2008
MML INVESTORS SERVICES, INC. (WILLIAMSVILLE NY)
VT
01/11/2000 - 02/16/2006
EQUITY SERVICES, INC. (MONTPELIER VT)
NJ
09/03/1999 - 01/10/2000
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 09/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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