Unclaimed
Brian Baxter is a financial advisor who is registered with FINRA and has a Series 63, Series 6TO, and SIE license. Brian is registered in Connecticut, New Jersey, and New York. He currently works for J.P. Morgan Securities LLC. Brian's registration date with J.P. Morgan Securities LLC is July 13, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/13/2023 - Present
J.p. Morgan Securities LLC (STATEN ISLAND NY)
BC
Issued 06/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/19/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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