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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Babcock is a financial advisor with Horizon Wealth Advisors. Brian has been in the financial services industry for over 20 years. Brian is a registered representative in Florida and is also an Investment Advisor Representative. Brian has a Series 6, 63, 65, 99TO and SIE licenses. Brian has experience in various areas of financial services, including fixed insurance, life, disability insurance policies and annuities, long term care, and Medicare supplements. Brian provides financial planning, portfolio management for individuals and businesses and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
09/21/2011 - Present
Horizon Wealth Advisors (LAKEWOOD RANCH FL)
FL
01/17/2007 - 09/16/2011
QUESTAR CAPITAL CORPORATION (BRADENTON FL)
FL
04/23/2001 - 01/22/2007
SIGNATOR INVESTORS, INC. (SARASOTA FL)
BC
Issued 12/03/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/30/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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