Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Thomas Arnold

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Thomas Arnold

Brian Arnold is a financial professional with Mizuho Securities USA LLC. Brian holds a Series 63, Series 79TO, and SIE license. Brian is registered in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

Brian Arnold is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Arnold’s Registration & Firm History

NY

08/05/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

Not sure if Brian Thomas Arnold is right for you?

Licenses & Designations

BC

Issued 08/09/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/05/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/01/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Thomas Arnold.
Not sure if Brian Thomas Arnold is right for you?