Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Thomas Abraham is a financial advisor with over 12 years of experience in the industry. Brian has been registered with Raymond James & Associates, Inc. since May 2018 and has held previous positions at A.G. Edwards & Sons, Inc. and Wells Fargo Clearing Services, LLC. Brian is licensed in 13 states and holds the Series 7, Series 66 and SIE securities licenses. Brian's specializations include retirement planning, college savings, estate planning, insurance, and tax planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
05/10/2018 - Present
Raymond James & Associates, Inc. (Bay City MI)
MI
01/01/2008 - 05/15/2018
WELLS FARGO CLEARING SERVICES, LLC (BAY CITY MI)
MI
09/04/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BAY CITY MI)
BOTH
Issued 09/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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