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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lundgren is a financial advisor with LPL Financial LLC. Brian has been in the financial industry since July 2017, specializing in providing financial planning, portfolio management, and other non-discretionary advisory services. Brian has passed the Series 7, Series 6, Series 63 and SIE exams and is registered to provide financial advice in California. Prior to joining LPL Financial LLC, Brian worked as a financial advisor for CHARLES SCHWAB & CO., INC., TD AMERITRADE, INC., and WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
09/01/2023 - 10/16/2023
CHARLES SCHWAB & CO., INC. (San Diego CA)
CA
10/25/2018 - 09/01/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
06/05/2017 - 09/14/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
BC
Issued 06/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/25/2018
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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