Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Velie is a financial professional with over 10 years of experience in the securities industry. Brian is currently registered with Capital One Securities, Inc. Brian has passed the Series 7, Series 86, Series 87, and SIE exams and is licensed in Louisiana. Prior to joining Capital One Securities, Inc., Brian has no previous employment history listed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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LA
10/03/2008 - Present
Capital ONE Securities, Inc. (NEW ORLEANS LA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/24/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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