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Brian Tallman Parker

Dempsey Lord Smith, LLC

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About Brian Tallman Parker

Brian Parker is a financial advisor with Dempsey Lord Smith, LLC. Brian has over 14 years of experience in the financial services industry. Brian is a Certified Financial Planner and holds the Series 7, 27, 66, SIE, and 99TO licenses. Brian has experience providing financial planning, portfolio management, and selection of other advisors for clients. Brian is also a licensed insurance agent and has experience with life, health, and long-term care insurance.

Firm Information

Brian Parker is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Parker’s Registration & Firm History

GA

04/11/2022 - Present

Dempsey Lord Smith, LLC (ROME GA)

OH

06/07/2019 - 05/05/2022

CABOT LODGE SECURITIES LLC (Cincinnati OH)

OH

06/24/2014 - 05/15/2019

SANDLAPPER SECURITIES, LLC (Cincinnati OH)

OH

02/01/2011 - 06/23/2014

COLONY PARK FINANCIAL SERVICES LLC. (CINCINNATI OH)

OH

10/02/2009 - 12/16/2010

MORGAN STANLEY SMITH BARNEY (CINCINNATI OH)

OH

07/23/2007 - 03/02/2009

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

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Licenses & Designations

BOTH

Issued 12/01/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/20/2007

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Tallman Parker.
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