Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Whalen is a registered Investment Advisor Representative and a financial professional with over 18 years of experience in the financial services industry. Brian currently works at T. Rowe Price Advisory Services, Inc. Brian has been in the industry since November 2004. Brian has experience with a wide range of financial products and services, including investment management, financial planning, and retirement planning. Brian is committed to providing clients with personalized financial advice that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
See schedule d
1
2
MD
09/26/2022 - Present
T. Rowe Price Advisory Services, Inc. (Owings Mills MD)
NY
11/27/2007 - 08/01/2011
MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)
NY
10/04/2004 - 11/28/2007
ROBERT G. PEARS & CO., INC. (NEW YORK NY)
NY
03/05/2007 - 06/01/2007
Z&Z SECURITIES INC. (NEW YORK NY)
NY
05/17/2001 - 10/07/2004
MONACO BROKERAGE CORPORATION (NEW YORK NY)
NY
01/03/2002 - 04/29/2002
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
06/14/1999 - 05/23/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
05/21/1998 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
08/22/1997 - 05/14/1998
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NE
03/14/1997 - 06/20/1997
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
01/30/1997 - 02/28/1997
HENDERSON BROTHERS, INC. (NEW YORK NY)
BOTH
Issued 09/23/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/01/2001
Series 25 - NYSE Trading Assistant Examination
BC
Issued 01/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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