linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian T Sullivan

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian T Sullivan

Brian Sullivan is a registered representative with Citizens Securities, Inc. Brian has been in the securities industry since 2007. Brian has been with Citizens Securities, Inc. since 2014. Brian is licensed in Massachusetts and Rhode Island, and is also registered as an investment advisor representative in Rhode Island. Brian's professional experience includes roles at Santander Securities LLC, LPL Financial LLC and Edward Jones. Brian has earned the Series 6, 7, 52, 53, 63, 66, and SIE licenses.

Firm Information

Brian Sullivan is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Sullivan’s Registration & Firm History

RI

03/30/2023 - Present

Citizens Securities, Inc. (JOHNSTON RI)

MA

04/13/2018 - 03/27/2023

SANTANDER SECURITIES LLC (Marshfield MA)

MA

04/11/2014 - 04/02/2018

CITIZENS SECURITIES, INC. (BRAINTREE MA)

CT

09/19/2012 - 04/08/2014

SANTANDER SECURITIES LLC (WEST HARTFORD CT)

RI

06/15/2012 - 09/19/2012

LPL FINANCIAL LLC (WARWICK RI)

MA

07/07/2009 - 10/27/2010

EDWARD JONES (SOUTH HADLEY MA)

CT

09/19/2005 - 12/15/2008

PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)

Not sure if Brian T Sullivan is right for you?

Licenses & Designations

BOTH

Issued 09/03/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/06/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/13/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/29/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2009

Series 7 - General Securities Representative Examination

BC

Issued 09/16/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian T Sullivan.
Not sure if Brian T Sullivan is right for you?