Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian O'Connor is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Canaccord Genuity LLC and holds a Series 7, Series 24, Series 63, Series 79, and SIE license. Brian has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service. Brian is a licensed advisor in six states. Brian has been with Canaccord Genuity since 2006, and previously held a position at the firm beginning in 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/29/2001 - Present
Canaccord Genuity LLC (BOSTON MA)
BC
Issued 10/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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