Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Keith is a financial advisor who has been working in the industry since 2004. He is currently registered with Ameriprise Financial Services, LLC in Los Angeles, California. Previously, Brian Keith has held positions with several other firms including Gunnallen Financial, Inc, M.L. Stern & Co., LLC, J.P. Turner & Company, L.L.C, First Montauk Securities Corp, Jackson National Life Distributors, Inc, Chase Investment Services Corp, Prudential Securities Incorporated, PaineWebber Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. Brian Keith is a Series 66, 65 and 63 license holder, and also holds the Series 7, Series 7TO and SIE licenses. Brian Keith provides financial advice and portfolio management services to individuals, families, corporations, businesses, charitable organizations, trusts, estates, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/14/2023 - Present
Ameriprise Financial Services, LLC (Los Angeles CA)
CA
09/20/2006 - 11/09/2007
GUNNALLEN FINANCIAL, INC (SANTA MONICA CA)
CA
01/05/2005 - 09/07/2006
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
GA
10/06/2004 - 01/03/2005
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
NJ
06/24/2004 - 10/05/2004
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
TN
01/22/1999 - 08/28/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
IL
04/03/1998 - 06/04/1998
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
01/02/1996 - 01/06/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/30/1992 - 12/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/06/1989 - 12/03/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
05/24/1989 - 01/30/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 08/09/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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