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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Joyce is a financial advisor with UBS Financial Services Inc. Brian has been in the financial services industry since 2004. Brian is registered with the following securities authorities: FINRA, Series 63, Series 7, Series 10 and SIE. Brian is also registered with the following states: California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Hawaii, Idaho, Illinois, Iowa, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, Tennessee, Texas, Vermont, Virginia, Washington, West Virginia and Wisconsin. Brian has experience working with individuals, high-net-worth individuals, corporations and other businesses, insurance companies, pension and profit-sharing plans, charitable organizations, and state and municipal government entities. Prior to working at UBS Financial Services Inc., Brian worked at CREDIT SUISSE SECURITIES (USA) LLC and RBC DAIN RAUSCHER INC. Brian is a dedicated financial advisor who strives to provide his clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
10/01/2015 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
04/27/2005 - 10/19/2015
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
NY
01/28/2004 - 05/06/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 03/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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