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Brian T Deegan

Nylife Securities LLC

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About Brian T Deegan

Brian Deegan is a financial professional with over 18 years of experience in the financial services industry. Brian is currently registered with Nylife Securities LLC in New York, NY. Prior to joining Nylife Securities LLC, Brian was with WELLS FARGO CLEARING SERVICES, LLC and A. G. EDWARDS & SONS, INC. Brian is licensed to sell securities in New Jersey, New York and Texas.

Firm Information

Brian Deegan is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Deegan’s Registration & Firm History

NY

01/31/2023 - Present

Nylife Securities LLC (NEW YORK NY)

NJ

01/01/2008 - 09/27/2017

WELLS FARGO CLEARING SERVICES, LLC (FAIRFIELD NJ)

NJ

06/11/2004 - 01/03/2008

A. G. EDWARDS & SONS, INC. (ROCKAWAY NJ)

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Licenses & Designations

BC

Issued 02/16/2023

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 06/23/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/03/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/27/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/25/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/06/2022

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2010

Series 3 - National Commodity Futures Examination

BC

Issued 06/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Brian T Deegan. Review regulatory record here.
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