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Brian T Anderson

Keefe, Bruyette & Woods, Inc.

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About Brian T Anderson

Brian T. Anderson is an investment professional with over 30 years of experience in the financial industry. Brian has worked for several firms over his career including Keefe, Bruyette & Woods, Inc., Stifel, Nicolaus & Company, Inc. and FBR Capital Markets & CO.. Brian has a strong track record of success in the financial industry and is committed to providing his clients with the highest level of service and expertise. Brian is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel, Nicolaus & Company, Inc..

Firm Information

Brian Anderson is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Anderson’s Registration & Firm History

MD

06/14/2017 - Present

Keefe, Bruyette & Woods, Inc. (BETHESDA MD)

VA

03/11/2005 - 04/18/2017

FBR CAPITAL MARKETS & CO. (ARLINGTON VA)

MN

08/10/1998 - 03/16/2005

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

IL

06/06/1996 - 05/19/1998

NESBITT BURNS SECURITIES INC. (CHICAGO IL)

IL

02/02/1995 - 06/04/1996

DUFF & PHELPS SECURITIES CO. (CHICAGO IL)

NA

06/09/1993 - 09/20/1994

HAMILTON INVESTMENTS, INC.

MO

01/01/1991 - 06/07/1993

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NA

01/02/1990 - 06/15/1990

PRESCOTT, BALL & TURBEN, INC.

NA

08/09/1989 - 01/02/1990

GULFSTREAM FINANCIAL ASSOCIATES, INC.

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Licenses & Designations

BC

Issued 11/02/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian T Anderson.
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