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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian T. Abraham is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has been in the financial services industry since August 24, 2002. Brian has a broad range of experience and holds a variety of licenses and registrations. He is a registered representative in Illinois and Texas. He has also held registrations with Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Foresters Equity Services, Inc. and Pruco Securities Corporation. Brian has a long history of serving clients in a variety of industries, including individuals, corporations, and charitable organizations. Brian is committed to providing his clients with comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/24/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PEORIA IL)
IL
06/01/2009 - 04/30/2015
MORGAN STANLEY (PEORIA IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PEORIA IL)
IL
01/29/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PEORIA IL)
CA
07/30/2003 - 01/22/2004
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
NJ
04/16/1998 - 03/26/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 04/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/25/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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