Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sullivan is a financial advisor with over 20 years of experience in the industry. Brian is currently registered with Osaic Institutions, Inc. and is licensed to provide investment advisory services in New York. Brian has held previous roles at TD Private Client Wealth LLC, Infinex Investments, Inc., Essex National Securities, LLC, Chase Investment Services Corp., NFB Investment Services Corp., Greenpoint Securities LLC, MVP Financial LLC, New World Securities, Inc., and Island Securities, Inc. Brian has a comprehensive understanding of the financial markets and is committed to providing clients with personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/20/2023 - Present
Osaic Institutions, Inc. (MERIDEN CT)
NY
08/11/2022 - 05/19/2023
TD PRIVATE CLIENT WEALTH LLC (Melville NY)
NY
07/01/2016 - 07/25/2022
INFINEX INVESTMENTS, INC. (Bay Ridge NY)
NY
06/04/2009 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (BENSONHURST NY)
NY
09/05/2006 - 05/15/2009
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NY
01/03/2005 - 06/06/2005
NFB INVESTMENT SERVICES CORP. (MELVILLE NY)
NY
01/02/2004 - 01/03/2005
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
CA
03/10/2003 - 01/02/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
10/25/2002 - 02/28/2003
M.V.P. FINANCIAL LLC (SOUTHHAMPTON NY)
NY
02/14/1997 - 08/26/1997
NEW WORLD SECURITIES, INC. (GARDEN CITY NY)
NA
08/23/1996 - 03/05/1997
ISLAND SECURITIES, INC.
IA
Issued 09/02/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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