Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sullivan is a financial advisor who has been in the industry since 1983. Brian is currently registered with Mutual Of America Securities LLC. Brian has also been previously registered with Mutual of America Life Insurance Company, A.G. Edwards & Sons, Inc., Banc of America Investment Services, Inc., Quick & Reilly, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, WMA Securities, Inc., Advisory Group Equity Services Ltd., Sun Investment Services Company, Pruco Securities Corporation, The Prudential Insurance Company of America, and New England Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
09/01/2006 - Present
Mutual OF America Securities LLC (Providence RI)
RI
09/01/2006 - 11/11/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Providence RI)
MA
02/24/2006 - 08/02/2006
A. G. EDWARDS & SONS, INC. (BOSTON MA)
MA
10/20/2004 - 02/27/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
04/11/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
06/15/1998 - 04/28/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
GA
09/26/1996 - 08/19/1998
WMA SECURITIES, INC. (DULUTH GA)
MA
10/06/1995 - 10/01/1996
ADVISORY GROUP EQUITY SERVICES LTD. (READING MA)
MA
07/14/1994 - 08/08/1995
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NJ
05/23/1989 - 02/08/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
09/10/1982 - 02/08/1994
PRUCO SECURITIES CORPORATION
NJ
05/23/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
01/20/1988 - 05/15/1989
NEW ENGLAND SECURITIES CORPORATION
NA
02/22/1985 - 11/19/1987
NEW ENGLAND SECURITIES CORPORATION
IA
Issued 05/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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