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Brian Stuart Wesbury

First Trust Portfolios LP

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About Brian Stuart Wesbury

Brian Wesbury is a financial advisor with over 30 years of experience in the financial services industry. Brian is currently registered with First Trust Portfolios LP in Wheaton, Illinois. Brian has a strong background in securities, having held various positions at Claymore Securities, Inc. and Griffin, Kubik, Stephens & Thompson, Inc. Brian is licensed to sell securities in both Colorado and Illinois. Brian holds the Series 3, 7, 24 and 63 licenses.

Firm Information

Brian Wesbury is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Wesbury’s Registration & Firm History

IL

01/31/2006 - Present

First Trust Portfolios LP (WHEATON IL)

IL

03/23/2005 - 02/09/2006

CLAYMORE SECURITIES, INC. (CHICAGO IL)

MN

01/06/1997 - 04/01/2005

GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)

MN

10/11/1991 - 01/06/1995

GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)

IL

05/13/1991 - 10/16/1991

THE CHICAGO CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/05/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/1991

Series 7 - General Securities Representative Examination

BC

Issued 01/23/1989

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Stuart Wesbury.
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