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Brian Stuart Gover

Apex Clearing Corp.

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About Brian Stuart Gover

Brian Gover is a financial professional with over 14 years of experience in the industry. Brian has worked at Apex Clearing Corp. since 2012 and holds a variety of licenses and certifications, including Series 3, 7, 14, 24, and 63. Brian is a Principal at Apex Clearing Corp.

Firm Information

Brian Gover is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Gover’s Registration & Firm History

TX

11/23/2021 - Present

Apex Clearing Corp. (DALLAS TX)

TX

06/06/2012 - 12/18/2017

APEX CLEARING CORPORATION (DALLAS TX)

TX

12/04/2007 - 08/06/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

RI

04/22/1998 - 10/17/2001

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 04/11/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2012

Series 14 - Compliance Officer Examination

BC

Issued 07/11/2008

Series 24 - General Securities Principal Examination

BC

Issued 12/18/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2016

Series 3 - National Commodity Futures Examination

BC

Issued 12/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Stuart Gover.
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