Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Stone

Nationwide Investment Services Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Stone

Brian Stone is a financial advisor with Nationwide Investment Services Corp. Brian has been in the financial services industry since 1999. Brian has a strong background in investments and has held a variety of roles at different financial institutions. Brian is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Brian Stone is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Stone’s Registration & Firm History

OH

02/17/2023 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

NJ

01/10/2022 - 02/15/2023

AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)

MN

12/01/2020 - 01/11/2022

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

CA

12/13/2018 - 01/18/2019

EQIS SECURITIES, LLC (SAN RAFAEL CA)

CA

04/08/2003 - 04/04/2017

PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)

CO

05/16/2002 - 03/27/2003

TRANSAMERICA CAPITAL, INC. (DENVER CO)

PA

03/30/2000 - 05/13/2002

DIRECTED SERVICES, INC. (WEST CHESTER PA)

DE

07/14/2000 - 09/05/2000

ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)

IL

12/22/1998 - 02/10/2000

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

MI

02/02/1996 - 10/28/1998

OLDE DISCOUNT CORPORATION (DETROIT MI)

Not sure if Brian Stone is right for you?

Licenses & Designations

BC

Issued 02/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/22/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/04/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/1996

Series 7 - General Securities Representative Examination

BC

Issued 02/01/1996

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Stone.
Not sure if Brian Stone is right for you?