linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Stewart Johnson

DLK Investment Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Stewart Johnson

Brian Stewart Johnson is a registered investment advisor representative with DLK Investment Management, LLC. Brian has been in the financial services industry for over 20 years and has a wide range of experience in investment management, financial planning, and retirement planning. Brian holds Series 6, 26, 51 and 63 licenses as well as the Series 65 license.

Firm Information

Brian Johnson is currently registered with DLK Investment Management, LLC. DLK Investment Management, LLC is an investment advisor based in Solana Beach, CA. The firm manages approximately $348 million in assets and provides financial planning, educational seminars, and portfolio management services for individuals, businesses, charitable organizations, and pension plans.
DLK Investment Management, LLC

SUITE 200

SOLANA BEACH, CA 92075

$348.27M

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Johnson’s Registration & Firm History

CA

01/09/2019 - Present

DLK Investment Management, LLC (SOLANA BEACH CA)

CA

05/31/2002 - 04/04/2012

ANCHOR BAY SECURITIES, LLC (CARLSBAD CA)

Not sure if Brian Stewart Johnson is right for you?

Licenses & Designations

IA

Issued 03/18/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/29/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/08/2004

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 09/14/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/29/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Brian Stewart Johnson. Review regulatory record here.
Not sure if Brian Stewart Johnson is right for you?