Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Stern is a financial advisor currently registered with Cetera Investment Advisers LLC. Brian has been in the financial industry since November 13, 2013. Brian holds the Series 7, Series 24 and Series 66 licenses and the SIE. Brian has a proven track record of providing personalized financial advice to individuals, families and businesses. Prior to Cetera Investment Advisers LLC, Brian worked with several other financial services firms including: HD Vest Investment Services, Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, First Allied Securities, Inc., Summit Brokerage Services, Inc., and Kessler Collins. Brian is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
08/11/2020 - Present
Cetera Investment Advisers LLC (SOUTHLAKE TX)
CA
01/07/2020 - 01/07/2020
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
02/15/2018 - 12/04/2019
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
02/15/2018 - 12/04/2019
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
02/15/2018 - 12/04/2019
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
02/15/2018 - 12/04/2019
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
02/15/2018 - 12/04/2019
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
02/15/2018 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
TX
11/01/2012 - 03/06/2017
HD VEST INVESTMENT SERVICES (DALLAS TX)
BOTH
Issued 8/7/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/5/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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