Unclaimed
Brian Pritchard is a financial advisor with Northwestern Mutual Investment Services, LLC. Brian has been in the financial services industry since 2008 and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Connecticut. Brian has passed the Series 6, Series 63 and SIE exams. Brian is registered in 20 states. Brian Pritchard and Northwestern Mutual Investment Services, LLC are committed to providing clients with comprehensive financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
02/01/2008 - Present
Northwestern Mutual Investment Services, LLC (FAIRFIELD CT)
BC
Issued 02/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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