Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Stephen Davis is a financial advisor with over 40 years of experience in the financial services industry. Brian has been registered with UBS Financial Services Inc. since July 2024. Prior to joining UBS Financial Services Inc., Brian worked at MORGAN STANLEY for over 15 years, where he served as a financial advisor. Brian has a wide range of experience in the financial services industry, including experience with both individual and institutional clients. Brian is committed to providing personalized financial advice to help his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
07/31/2024 - Present
UBS Financial Services Inc. (BALTIMORE MD)
DE
06/01/2009 - 07/22/2024
MORGAN STANLEY (Greenville DE)
DE
05/26/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WILMINGTON DE)
DE
07/26/1984 - 05/31/2006
MORGAN STANLEY DW INC. (NEWARK DE)
BC
Issued 06/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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