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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Brandt is a financial advisor with Commonwealth Financial Network. Brian has been in the financial services industry since 1995. Brian has a wide range of experience, including working with Principal Securities, Inc., New England Securities, PRUCO Securities Corporation, L.C. Wegard & Co., Inc., and Brenton Brokerage Services, Inc. Brian is a Certified Financial Planner and has earned the Series 63, 65, 7, 24, and 51 licenses. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Brian is registered in 25 states: Arizona, California, Colorado, Florida, Hawaii, Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota, Montana, Nebraska, Nevada, New Hampshire, New Jersey, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, Utah, Washington, and Wisconsin. Brian is currently working with clients from his office in Cedar Rapids, IA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
06/16/2022 - Present
Commonwealth Financial Network (Cedar Rapids IA)
IA
02/22/2005 - 06/23/2022
PRINCIPAL SECURITIES, INC. (Cedar Rapids IA)
NY
06/01/2001 - 02/18/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
12/04/1995 - 05/18/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
05/26/1995 - 11/15/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
MN
01/13/1995 - 05/16/1995
BRENTON BROKERAGE SERVICES, INC. (PLYMOUTH MN)
IA
Issued 06/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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