Unclaimed
Brian Spear is a financial professional with over 6 years of experience in the industry. Brian is currently registered with Truist Securities, Inc. in Houston, Texas. Brian has held previous positions at CREDIT SUISSE SECURITIES (USA) LLC, CITIGROUP GLOBAL MARKETS INC., and UBS SECURITIES LLC. Brian has a strong background in investment banking, as evidenced by their Series 79 exam. Brian also holds the Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/13/2022 - Present
Truist Securities, Inc. (HOUSTON TX)
TX
10/15/2019 - 12/17/2021
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
09/12/2017 - 10/07/2019
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
02/05/2016 - 08/15/2017
UBS SECURITIES LLC (HOUSTON TX)
BC
Issued 03/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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