Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sol Cha is a financial advisor with Pruco Securities, LLC, a firm with a focus on providing financial services to individuals, trusts and estates, and businesses. Brian has experience in the industry since 2016. Brian holds the Series 6, Series 63, and Series 65 licenses and has been registered to provide securities services in Oregon and Washington. Brian specializes in providing investment management services and has over 10 years of experience working with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
OR
11/12/2016 - Present
Pruco Securities, LLC (Lake Oswego OR)
IA
Issued 09/14/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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