Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sodol is a financial advisor with over 20 years of experience in the industry. Brian currently works at Citigroup Global Markets Inc. and has held previous positions at several other firms, including M&T SECURITIES, INC., HSBC SECURITIES (USA) INC., and CHASE INVESTMENT SERVICES CORP. Brian is registered to provide financial advice in multiple states and holds several licenses, including the Series 65, Series 63, Series 10, and Series 24. Brian's specialties include financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
05/08/2013 - 07/01/2014
M&T SECURITIES, INC. (BROOKLYN NY)
NY
12/18/2007 - 04/24/2013
HSBC SECURITIES (USA) INC. (PELHAM NY)
NY
08/03/2005 - 12/17/2007
CHASE INVESTMENT SERVICES CORP. (MILLWOOD NY)
NY
04/05/2005 - 06/27/2005
IFMG SECURITIES, INC. (PURCHASE NY)
NY
10/06/2003 - 04/04/2005
VERTICAL CAPITAL PARTNERS, INC. (NEW YORK NY)
NA
03/14/2002 - 01/06/2003
CALDWELL INTERNATIONAL SECURITIES (NASSAU )
NJ
10/10/2001 - 02/21/2002
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
TX
05/26/2000 - 11/02/2000
PRO-INTEGRITY SECURITIES, INC. (LONGVIEW TX)
MO
12/07/1999 - 06/12/2000
JWGENESIS FINANCIAL SERVICES, INC. (ST. LOUIS MO)
TX
01/11/1999 - 11/19/1999
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
NY
04/02/1998 - 02/04/1999
BRIARWOOD INVESTMENT COUNSEL (NEW YORK NY)
NY
06/25/1997 - 04/29/1998
DUKE & CO., INC. (NEW YORK NY)
NY
04/18/1997 - 07/08/1997
RUSSO SECURITIES INC. (STATEN ISLAND NY)
IA
Issued 09/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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