Unclaimed
Brian Sisler Drochelman is a financial advisor who has been in the industry since 1999. Brian is currently registered with Stifel, Nicolaus & Company, Inc. and previously was registered with Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc. Brian has a variety of licenses and registrations including Series 66, Series 24, Series 7, Series 62 and SIE. Brian specializes in working with individuals, high net worth individuals, corporations or other businesses, charitable organizations, insurance companies, banking or thrift institutions, pension and profit-sharing plans, state or municipal government entities and pooled investment vehicles. Brian's main office location is at 501 N BROADWAY, ST LOUIS, MO 63102.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/11/2017 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
01/01/2008 - 03/27/2017
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
08/25/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1999
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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