Unclaimed
Brian Simpson Lucas is a financial advisor with Harris Williams in Richmond, Virginia. Brian has been in the financial industry since 2003. Brian has Series 7, 79, 24, and 63 securities licenses and is registered in Virginia. Brian was previously employed with Harris Williams Advisors, Inc. in Richmond, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
06/21/2006 - Present
Harris Williams (RICHMOND VA)
VA
04/08/2003 - 07/02/2004
HARRIS WILLIAMS ADVISORS, INC. (RICHMOND VA)
BC
Issued 06/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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